Mexico

Statistical fairness stipulates equivalent outcomes for every protected group, whereas causal fairness prescribes that a model makes the same prediction for an individual regardless of their protected characteristics. Counterfactual data augmentation (CDA) is effective for reducing bias in NLP models, yet models trained with CDA are often evaluated only on metrics that are closely tied to the causal fairness notion; similarly, sampling-based methods designed to promote statistical fairness are rarely evaluated for causal fairness. In this work, we evaluate both statistical and causal debiasing methods for gender bias in NLP models, and find that while such methods are effective at reducing bias as measured by the targeted metric, they do not necessarily improve results on other bias metrics. We demonstrate that combinations of statistical and causal debiasing techniques are able to reduce bias measured through both types of metrics.

NAACL 2024

Addressing Both Statistical and Causal Gender Fairness in NLP Models

debiasing

counterfactual

gender bias

fairness

bias

The purpose of the AAAI conference series is to promote research in Artificial Intelligence (AI) and foster scientific exchange between researchers, practitioners, scientists, students, and engineers across the entirety of AI and its affiliated disciplines. AAAI-23 is the Thirty-Seventh AAAI Conference on Artificial Intelligence. The theme of this conference is to create collaborative bridges within and beyond AI. Like previous AAAI conferences, AAAI-23 will feature technical paper presentations, special tracks, invited speakers, workshops, tutorials, poster sessions, senior member presentations, competitions, and exhibit programs, and two new activities: a Bridge Program and a Lab Program. Many of these activities are tailored to the theme of bridges and all are selected according to the highest standards, with additional programs for students and young researchers. 
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AAAI 2023

The purpose of the AAAI conference series is to promote research in Artificial Intelligence (AI) and foster scientific exchange between researchers, practitioners, scientists, students, and engineers across the entirety of AI and its affiliated disciplines.

poster

## Welcome to 2024 Annual Conference of the North American Chapter of the Association for Computational Linguistics!
This year, the conference is in Mexico City. NAACL was actually already planned for Mexico City in 2021, but due to the pandemic the entire conference was moved online. This year, finally, we get to go! So it is my sincere pleasure to welcome you to Mexico City, whether in person or virtually. Having the conference in Mexico City is a good opportunity to emphasize that NAACL is our flagship conference for ACL members not only in North America but also in Central and South America, even though NAACL has been bearing “North” in its name. At this year’s conference, we have a theme to match, with a theme track on the Languages of Latin America to showcase the linguistic diversity of the region.
 
The opportunity to present at NAACL should not depend on a researcher’s travel budget, or their family status. This is why it is so important to make virtual participation at NAACL as good an experience as possible – but we want to also provide a good experience for in-person participants. As a community, we are still working out the best way to do that. This year at NAACL, we are trying out a big virtual poster session ahead of the conference, with the hope that this will make make for a lively and interactive experience. At the same time, we are reducing virtual oral presentations, which seem to be particularly tricky to make to work well. A big thanks to the NAACL program chairs and to Luciana Benotti for all their ideas and work to improve the virtual experience. And participants, virtual as well as in-person: Please let us know what worked for you and what didn’t, so we can continue to improve hybrid conferences. 
 
I have been lucky to work with many amazing people. Without their insight, dedication and patience, and without the many hours of work they put in, NAACL would not have been possible. A huge thank you to the program chairs Helena Gomez, Kevin Duh, and Steve Bethard – you are the best! 
 
Finally, I would like to thank all authors, invited speakers and panelists, area chairs and reviewers, the volunteers organizing and chairing sessions, and all attendees, in-person and virtual. Thank you for helping us make NAACL 2024 come to life. 
 
Welcome and hope you all enjoy the conference! 
Katrin Erk 
The University of Texas at Austin 
NAACL-2024 General Chair 
*You can read the full Welcome message in the [Conference Handbook (downloadable)](https://drive.google.com/file/d/1H1NvW0VASQjkSCYgw3mr-3l4yYDSxz6B/view?usp=sharing)*

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2024 Annual Conference of the North American Chapter of the Association for Computational Linguistics

The natural language generation domain has witnessed great success thanks to Transformer models. Although they have achieved state-of-the-art generative quality, they often neglect generative diversity. Prior attempts to tackle this issue suffer from either low model capacity or over-complicated architectures. Some recent methods employ the VAE framework to enhance diversity, but their latent variables fully depend on the input context, restricting exploration of the latent space. In this paper, we introduce VOLTA, a framework that elevates generative diversity by bridging Transformer with VAE via a more effective cross-attention-based connection, departing from conventional embedding concatenation or summation. Additionally, we propose integrating InfoGAN-style latent codes to enable input-independent variability, further diversifying the generation. Moreover, our framework accommodates discrete inputs alongside its existing support for continuous inputs. We perform comprehensive experiments with two types of Transformers on six datasets from three different NLG tasks to show that our approach can significantly improve generative diversity while maintaining generative quality.

VOLTA: Improving Generative Diversity by Variational Mutual Information Maximizing Autoencoder

Large language models (LLMs) have show their remarkable ability in various natural language tasks. However, there are concerns that LLMs are possible to be used improperly or even illegally. To prevent the malicious usage of LLMs, detecting LLM-generated text becomes crucial in the deployment of LLM applications. Watermarking is an effective strategy to detect the LLM-generated content by encoding a pre-defined secret watermark to facilitate the detection process. However, the majority of existing watermark methods leverage the simple hashes of precedent tokens to partition vocabulary. Such watermarks can be easily eliminated by paraphrase and, correspondingly, the detection effectiveness will be greatly compromised. Thus, to enhance the robustness against paraphrase, we propose a semantics-based watermark framework, SemaMark. It leverages the semantics as an alternative to simple hashes of tokens since the semantic meaning of the sentences will be likely preserved under paraphrase and the watermark can remain robust. Comprehensive experiments are conducted to demonstrate the effectiveness and robustness of SemaMark under different paraphrases.

A Robust Semantics-based Watermark for Large Language Model against Paraphrasing

Pretrained Language Models (PLMs) benefit from external knowledge stored in graph structures for various downstream tasks. However, bridging the modality gap between graph structures and text remains a significant challenge. Traditional methods like linearizing graphs for PLMs lose vital graph connectivity, whereas Graph Neural Networks (GNNs) require cumbersome processes for integration into PLMs. In this work, we propose a novel graph-guided self-attention mechanism, GraSAME. GraSAME seamlessly incorporates token-level structural information into PLMs without necessitating additional alignment or concatenation efforts. As an end-to-end, lightweight multimodal module, GraSAME follows a multi-task learning strategy and effectively bridges the gap between graph and textual modalities, facilitating dynamic interactions between GNNs and PLMs. Our experiments on the graph-to-text generation task demonstrate that GraSAME outperforms baseline models and achieves results comparable to state-of-the-art (SOTA) models on WebNLG datasets. Furthermore, compared to SOTA models, GraSAME eliminates the need for extra pre-training tasks to adjust graph inputs and reduces the number of trainable parameters by over 100 million.

GraSAME: Injecting Token-Level Structural Information to Pretrained Language Models via Graph-guided Self-Attention Mechanism

This position paper concerns the use of religious texts in Natural Language Processing (NLP), which is of special interest to the Ethics of NLP. Religious texts are expressions of culturally important values, and machine learned models have a propensity to reproduce cultural values encoded in their training data. Furthermore, translations of religious texts are frequently used by NLP researchers when language data is scarce. This repurposes the translations from their original uses and motivations, which often involve attracting new followers. This paper argues that NLP's use of such texts raises considerations that go beyond model biases, including data provenance, cultural contexts, and their use in proselytism. We argue for more consideration of researcher positionality, and of the perspectives of marginalized linguistic and religious communities.

Modeling the Sacred: Considerations when Using Religious Texts in Natural Language Processing

Large Language Models (LLMs) have demonstrated impressive abilities in recent years with regards to code generation and understanding. However, little work has investigated how documentation and other code properties affect an LLM's ability to understand and generate code or documentation. We present an empirical analysis of how underlying properties of code or documentation can affect an LLM's capabilities. We show that providing an LLM with "incorrect" documentation can greatly hinder code understanding, while incomplete or missing documentation does not seem to significantly affect an LLM's ability to understand code.

Testing the Effect of Code Documentation on Large Language Model Code Understanding

As the field of Natural Language Processing (NLP) increasingly adopts transformer-based models, the issue of bias becomes more pronounced. Such bias, manifesting through stereotypes and discriminatory practices, can disadvantage certain groups. Our study focuses on direct and indirect bias in the model explanations, where the model makes predictions relying heavily on identity tokens or associated contexts. We present a novel analysis of bias in model explanation, especially the subtle indirect bias, underlining the limitations of traditional fairness metrics. We first define direct and indirect bias in model explanations, which is complementary to fairness in predictions. We then develop an indirect bias discovery algorithm for quantitatively evaluating indirect bias in transformer models using their in-built self-attention matrix. We also propose an indirect bias mitigation algorithm to ensure fairness in transformer models by leveraging attention explanations. Our evaluation shows the significance of indirect bias and the effectiveness of our indirect bias discovery and mitigation.

Discovering and Mitigating Indirect Bias in Attention-Based Model Explanations

Gender-inclusive NLP research has documented the harmful limitations of gender binary-centric large language models (LLM), such as the inability to correctly use gender-diverse English neopronouns (e.g., xe, zir, fae). While data scarcity is a known culprit, the precise mechanisms through which scarcity affects this behavior remain underexplored. We discover LLM misgendering is significantly influenced by Byte-Pair Encoding (BPE) tokenization, the tokenizer powering many popular LLMs. Unlike binary pronouns, BPE overfragments neopronouns, a direct consequence of data scarcity during tokenizer training. This disparate tokenization mirrors tokenizer limitations observed in multilingual and low-resource NLP, unlocking new misgendering mitigation strategies. We propose two techniques: (1) pronoun tokenization parity, a method to enforce consistent tokenization across gendered pronouns, and (2) utilizing pre-existing LLM pronoun knowledge to improve neopronoun proficiency. Our proposed methods outperform finetuning with standard BPE, improving neopronoun accuracy from 14.1% to 58.4%. Our paper is the first to link LLM misgendering to tokenization and deficient neopronoun grammar, indicating that LLMs unable to correctly treat neopronouns as pronouns are more prone to misgender.

Tokenization Matters: Navigating Data-Scarce Tokenization for Gender Inclusive Language Technologies

Language models (LMs) have greatly propelled the research on natural language processing. However, LMs also raise concerns regarding the generation of biased or toxic content and the potential disclosure of private information from the training dataset. In this work, we present a new efficient approach, Ethos, that rectifies LMs to mitigate toxicity and bias in outputs and avoid privacy leakage. Ethos is built on task arithmetic. However, unlike current task arithmetic algorithms, Ethos distinguishes general beneficial and undesired knowledge when reconstructing task vectors. Specifically, Ethos first obtains a set of principal components from the pre-trained models using singular value decomposition. Then, by projecting the task vector onto principal components, Ethos separates the principal components that encode general from those associated with undesired knowledge. Ethos performs forgetting or unlearning by only negating the task vector with undesired knowledge, thereby minimizing collateral damage on general model utility. We demonstrate the efficacy of our approach on three different tasks: bias, toxicity, and memorization unlearning. Evaluations show Ethos is more effective in removing undesired knowledge while maintaining the overall model performance compared to current task arithmetic methods.

Ethos: Rectifying Language Models in Orthogonal Parameter Space

While large language models (LLMs) have demonstrated increasing power, they have also called upon studies on their vulnerabilities. As representatives, jailbreak attacks can provoke harmful or unethical responses from LLMs, even after safety alignment. In this paper, we investigate a novel category of jailbreak attacks specifically designed to target the cognitive structure and processes of LLMs. Specifically, we analyze the safety vulnerability of LLMs in the face of 1) multilingual cognitive overload, 2) veiled expression, and 3) effect-to- cause reasoning. Different from previous jailbreak attacks, our proposed cognitive overload is a black-box attack with no need for knowledge of model architecture or access to model weights. Experiments conducted on AdvBench and MasterKey reveal that various LLMs, including both popular open-source model Llama 2 and the proprietary model ChatGPT, can be compromised through cognitive overload. Motivated by cognitive psychology work on managing cognitive load, we further investigate defending cognitive overload attack from two perspectives. Empirical studies show that our cognitive overload from three perspectives can jailbreak all studied LLMs successfully, while existing defense strategies can hardly mitigate the caused malicious uses effectively.

Cognitive Overload: Jailbreaking Large Language Models with Overloaded Logical Thinking

Recently, language models have accelerated the improvement in natural language processing. However, recent studies have highlighted a significant issue: social biases inherent in training data can lead models to learn and propagate these biases. In this study, we propose a contrastive learning method for bias mitigation, utilizing anchor points to push further negatives and pull closer positives within the representation space. This approach employs stereotypical data as negatives and stereotype-free data as positives, enhancing debiasing performance. Our model attained state-of-the-art performance in the ICAT score on the StereoSet, a benchmark for measuring bias in models. In addition, we observed that effective debiasing is achieved through an awareness of biases, as evidenced by improved hate speech detection scores. The implementation code and trained models are available at https://github.com/HUFS-NLP/CL_Polarizer.git.

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VOLTA: Improving Generative Diversity by Variational Mutual Information Maximizing Autoencoder

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