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Recent work has shown that infusing layout features into language models (LMs) improves processing of visually-rich documents such as scientific papers. Layout-infused LMs are often evaluated on documents with familiar layout features (e.g., papers from the same publisher), but in practice models encounter documents with unfamiliar distributions of layout features, such as new combinations of text sizes and styles, or new spatial configurations of textual elements. In this work we test whether layout-infused LMs are robust to layout distribution shifts. As a case study we use the task of scientific document structure recovery, segmenting a scientific paper into its structural categories (e.g., &quot;title&quot;, &quot;caption&quot;, &quot;reference&quot;). To emulate distribution shifts that occur in practice we re-partition the GROTOAP2 dataset. We find that under layout distribution shifts model performance degrades by up to 20 F1. Simple training strategies, such as increasing training diversity, can reduce this degradation by over 35% relative F1; however, models fail to reach in-distribution performance in any tested out-of-distribution conditions. This work highlights the need to consider layout distribution shifts during model evaluation, and presents a methodology for conducting such evaluations.

ACL 2023

Are Layout-Infused Language Models Robust to Layout Distribution Shifts? A Case Study with Scientific Documents

distribution shift

layout

generalization

robustness

### Welcome to ACL 2023, the 61st Annual Meeting of the Association for Computational Linguistics! 
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The Association for Computational Linguistics (ACL) is the premier international scientific and professional society for people working on computational problems involving human language, a field often referred to as either computational linguistics or natural language processing.

Recent work has shown that infusing layout features into language models (LMs) improves processing of visually-rich documents such as scientific papers. Layout-infused LMs are often evaluated on documents with familiar layout features (e.g., papers from the same publisher), but in practice models encounter documents with unfamiliar distributions of layout features, such as new combinations of text sizes and styles, or new spatial configurations of textual elements. In this work we test whether layout-infused LMs are robust to layout distribution shifts. As a case study we use the task of scientific document structure recovery, segmenting a scientific paper into its structural categories (e.g., "title", "caption", "reference"). To emulate distribution shifts that occur in practice we re-partition the GROTOAP2 dataset. We find that under layout distribution shifts model performance degrades by up to 20 F1. Simple training strategies, such as increasing training diversity, can reduce this degradation by over 35% relative F1; however, models fail to reach in-distribution performance in any tested out-of-distribution conditions. This work highlights the need to consider layout distribution shifts during model evaluation, and presents a methodology for conducting such evaluations.

workshop paper

As the foundation of current natural language processing methods, pre-trained language model has achieved excellent performance. However, the black-box structure of the deep neural network in pre-trained language models seriously limits the interpretability of the language modeling process. By revisiting the coupled requirement of deep neural representation and semantics logic of language modeling, a Word-Context-Coupled Space (W2CSpace) is proposed by introducing the alignment processing between uninterpretable neural representation and interpretable statistical logic. Moreover, a clustering process is also designed to connect the word- and context-level semantics. Specifically, an associative knowledge network (AKN, Li et al., 2022), considered interpr-etable statistical logic, is introduced in the alignment process for word-level semantics. Furthermore, the context-relative distance is employed as the semantic feature for the down-stream classifier, which is greatly different from the current uninterpretable semantic representations of pre-trained models. Our experiments for performance evaluation and interpretable analysis are exec-uted on several types of datasets, including SIGHAN, Weibo, and ChnSenti. Wherein a novel evaluation strategy for the interpretability of machine learning models is first proposed. According to the experimental results, our language model can achieve better performance and highly credible interpretable ability compared to related state-of-the-art methods.

Constructing Character-Context-Coupled Space Aligned with Associative Knowledge Relations for Interpretable Language Modeling

Word embedding methods like word2vec and GloVe have been shown to learn strong representations of words. However, these methods only learn representations for words in the training corpus and therefore struggle to handle unknown and new words, known as out-of-vocabulary (OOV) words. As a result, there have been multiple attempts to learn OOV word representations in a similar fashion to how humans learn new words, using word roots/subwords and/or surrounding words. However, while most of these approaches use advanced architectures like attention on the context of the OOV word, they tend to use simple structures like ngram addition or character based convolutional neural networks (CNN) to handle processing subword information. In response to this, we propose SubAtt, a transformer based OOV estimation model that uses attention mechanisms on both the context and the subwords. In addition to attention, we also show that pretraining subword representations also leads to improvement in OOV estimation. We show SubAtt outperforms current state-of-the-art OOV estimation models.

Enhancing Out-of-Vocabulary Estimation with Subword Attention

We introduce and study the problem of \textbf{Continual Multilingual Learning} (CML) where a previously trained multilingual model is periodically updated using new data arriving in stages. If the new data is present only in a subset of languages, we find that the resulting model shows improved performance only on the languages included in the latest update (and a few closely related languages) while its performance on all the remaining languages degrade significantly. We address this challenge by proposing \textbf{LAFT-URIEL}, a parameter-efficient finetuning strategy which aims to increase the number of languages on which the model improves after an update, while reducing the magnitude of loss in performance for the remaining languages. LAFT-URIEL uses linguistic knowledge to balance overfitting and knowledge sharing across languages, allowing for an additional 25\% of task languages to see an improvement in performance after an update, while also reducing the average magnitude of losses on the remaining languages by 78\% relative.

Parameter-Efficient Finetuning for Robust Continual Multilingual Learning

Natural language processing models tend to learn and encode social biases present in the data. One popular approach for addressing such biases is to eliminate encoded information from the model's representations. However, current methods are restricted to removing only linearly encoded information. In this work, we propose Iterative Gradient-Based Projection (IGBP), a novel method for removing non-linear encoded concepts from neural representations. Our method consists of iteratively training neural classifiers to predict a particular attribute we seek to eliminate, followed by a projection of the representation on a hypersurface, such that the classifiers become oblivious to the target attribute. We evaluate the effectiveness of our method on the task of removing gender and race information as sensitive attributes. Our results demonstrate that IGBP is effective in mitigating bias through intrinsic and extrinsic evaluations, with minimal impact on downstream task accuracy.

Shielded Representations: Protecting Sensitive Attributes Through Iterative Gradient-Based Projection

Despite the recent advances in open-domain dialogue systems, building a reliable evaluation metric is still a challenging problem. Recent studies proposed learnable metrics based on classification models trained to distinguish the correct response. However, neural classifiers are known to make overly confident predictions for examples from unseen distributions. We propose DEnsity, which evaluates a response by utilizing density estimation on the feature space derived from a neural classifier. Our metric measures how likely a response would appear in the distribution of human conversations. Experiments on multiple response evaluation datasets show that DEnsity correlates better with human evaluations than the existing metrics.

DEnsity: Open-domain Dialogue Evaluation Metric using Density Estimation

Adversarial training is widely acknowledged as the most effective defense against adversarial attacks. However, it is also well established that achieving both robustness and generalization in adversarially trained models involves a trade-off. The goal of this work is to provide an in depth comparison of different approaches for adversarial training in language models. Specifically, we study the effect of pre-training data augmentation as well as training time input perturbations vs. embedding space perturbations on the robustness and generalization of transformer-based language models. Our findings suggest that better robustness can be achieved by pre-training data augmentation or by training with input space perturbation. However, training with embedding space perturbation significantly improves generalization. A linguistic correlation analysis of neurons of the learned models reveal that the improved generalization is due to `more specialized' neurons. To the best of our knowledge, this is the first work to carry out a deep qualitative analysis of different methods of generating adversarial examples in adversarial training of language models.

Impact of Adversarial Training on Robustness and Generalizability of Language Models

Without any explicit cross-lingual training data, multilingual language models can achieve cross-lingual transfer. One common way to improve this transfer is to perform realignment steps before fine-tuning, i.e., to train the model to build similar representations for pairs of words from translated sentences. But such realignment methods were found to not always improve results across languages and tasks, which raises the question of whether aligned representations are truly beneficial for cross-lingual transfer. We provide evidence that alignment is actually significantly correlated with cross-lingual transfer across languages, models and random seeds. We show that fine-tuning can have a significant impact on alignment, depending mainly on the downstream task and the model. Finally, we show that realignment can, in some instances, improve cross-lingual transfer, and we identify conditions in which realignment methods provide significant improvements. Namely, we find that realignment works better on tasks for which alignment is correlated with cross-lingual transfer when generalizing to a distant language and with smaller models, as well as when using a bilingual dictionary rather than FastAlign to extract realignment pairs. For example, for POS-tagging, between English and Arabic, realignment can bring a +15.8 accuracy improvement on distilmBERT, even outperforming XLM-R Large by 1.7. We thus advocate for further research on realignment methods for smaller multilingual models as an alternative to scaling.

Exploring the Relationship between Alignment and Cross-lingual Transfer in Multilingual Transformers

Transferring information retrieval (IR) models from a high-resource language (typically English) to other languages in a zero-shot fashion has become a widely adopted approach. In this work, we show that the effectiveness of zero-shot rankers diminishes when queries and documents are present in different languages. Motivated by this, we propose to train ranking models on artificially code-switched data instead, which we generate by utilizing bilingual lexicons. To this end, we experiment with lexicons induced from (1) cross-lingual word embeddings and (2) parallel Wikipedia page titles. We use the mMARCO dataset to extensively evaluate reranking models on 36 language pairs spanning Monolingual IR (MoIR), Cross-lingual IR (CLIR), and Multilingual IR (MLIR). Our results show that code-switching can yield consistent and substantial gains of 5.1 MRR@10 in CLIR and 3.9 MRR@10 in MLIR, while maintaining stable performance in MoIR. Encouragingly, the gains are especially pronounced for distant languages (up to 2x absolute gain). We further show that our approach is robust towards the ratio of code-switched tokens and also extends to unseen languages. Our results demonstrate that training on code-switched data is a cheap and effective way of generalizing zero-shot rankers for cross-lingual and multilingual retrieval.

Boosting Zero-shot Cross-lingual Retrieval by Training on Artificially Code-Switched Data

The usefulness of part-of-speech tags for parsing has been heavily questioned due to the success of word-contextualized parsers. Yet, most studies are limited to coarse-grained tags and high quality written content; while we know little about their influence when it comes to models in production that face lexical errors. We expand these setups and design an adversarial attack to verify if the use of morphological information by parsers: (i) contributes to error propagation or (ii) if on the other hand it can play a role to correct mistakes that word-only neural parsers make. The results on 14 diverse UD treebanks show that under such attacks, for transition- and graph-based models their use contributes to degrade the performance even faster, while for the (lower-performing) sequence labeling parsers they are helpful. We also show that if morphological tags were utopically robust against lexical perturbations, they would be able to correct parsing mistakes.

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Constructing Character-Context-Coupled Space Aligned with Associative Knowledge Relations for Interpretable Language Modeling

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Are Layout-Infused Language Models Robust to Layout Distribution Shifts? A Case Study with Scientific Documents