United Arab Emirates

The attention mechanism is considered the backbone of the widely-used Transformer architecture. It contextualizes the input by computing input-specific attention matrices. We find that this mechanism, while powerful and elegant, is not as important as typically thought for pretrained language models. We introduce PAPA, a new probing method that replaces the input-dependent attention matrices with constant ones---the average attention weights over multiple inputs. We use PAPA to analyze several established pretrained Transformers on six downstream tasks. We find that without any input-dependent attention, all models achieve competitive performance---an average relative drop of only 8% from the probing baseline. Further, little or no performance drop is observed when replacing half of the input-dependent attention matrices with constant (input-independent) ones. Interestingly, we show that better-performing models lose more from applying our method than weaker models, suggesting that the utilization of the input-dependent attention mechanism might be a factor in their success. Our results motivate research on simpler alternatives to input-dependent attention, as well as on methods for better utilization of this mechanism in the Transformer architecture.

EMNLP 2022

How Much Does Attention Actually Attend? Questioning the Importance of Attention in Pretrained Transformers

attention

transformers

analysis

## Welcome to EMNLP 2022!
I am delighted to welcome you to EMNLP 2022! I believe this conference has been complicated beyond any precedent. Over the past year, it’s been thrilling to see the organization team approach each new puzzle with creativity and enthusiasm. We hope that those participating in Abu Dhabi as well as those joining remotely will leave the conference feeling newly inspired by the program and newly connected to our ever-growing community. Following EMNLP 2021 and major NLP conferences since, EMNLP 2022 is “hybrid,” serving both virtual and in-person participants.

Our key innovations for EMNLP 2022 include:

* EMNLP 2022 is “hybrid” in a second sense, as well: we allowed both direct and rolling review paper submissions, building on the pilot experiment of EMNLP 2021, which considered a small number of ARR submissions. 
* Familiar from NAACL but new to EMNLP, we’ve added an industry track.
* During the conference, “portals” will link virtual poster sessions to in-person conference participants during poster sessions each day.
* The first ACL-family conference in the United Arab Emirates.

 *Message from Noah A. Smith, University of Washington and Allen Institute for AI, Seattle, Washington, USA* 
***EMNLP 2022 General Chair***
 
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EMNLP 2022 will take place in Abu Dhabi from December 7th to December 11th, 2022. And it will be held in hybrid mode, both online and offline.

workshop paper

In this paper, we investigate to which extent contextual neural language models (LMs) implicitly learn syntactic structure. More concretely, we focus on constituent structure as represented in the Penn Treebank (PTB). Using standard probing techniques based on diagnostic classifiers, we assess the accuracy of representing constituents of different categories within the neuron activations of a LM such as RoBERTa. In order to make sure that our probe focuses on syntactic knowledge and not on implicit semantic generalizations, we also experiment on a PTB version that is obtained by randomly replacing constituents with each other while keeping syntactic structure, i.e., a semantically ill-formed but syntactically well-formed version of the PTB. We find that 4 pretrained transfomer LMs obtain high performance on our probing tasks even on manipulated data, suggesting that semantic and syntactic knowledge in their representations can be separated and that constituency information is in fact learned by the LM. Moreover, we show that a complete constituency tree can be linearly separated from LM representations.

Probing for Constituency Structure in Neural Language Models

A recent line of work in NLP focuses on the (dis)ability of models to generalise compositionally for artificial languages. However, when considering natural language tasks, the data involved is not strictly, or locally, compositional. Quantifying the compositionality of data is a challenging task, which has been investigated primarily for short utterances. We use recursive neural models (Tree-LSTMs) with bottlenecks that limit the transfer of information between nodes. We illustrate that comparing data's representations in models with and without the bottleneck can be used to produce a compositionality metric. The procedure is applied to the evaluation of arithmetic expressions using synthetic data, and sentiment classification using natural language data. We demonstrate that compression through a bottleneck impacts non-compositional examples disproportionately and then use the bottleneck compositionality metric (BCM) to distinguish compositional from non-compositional samples, yielding a compositionality ranking over a dataset.

Recursive Neural Networks with Bottlenecks Diagnose (Non-)Compositionality

Code pre-trained models (CodePTMs) have recently demonstrated significant success in code intelligence. To interpret these models, some probing methods have been applied. However, these methods fail to consider the inherent characteristics of codes. In this paper, to address the problem, we propose a novel probing method CAT-probing to quantitatively interpret how CodePTMs attend code structure. We first denoise the input code sequences based on the token types pre-defined by the compilers to filter those tokens whose attention scores are too small. After that, we define a new metric CAT-score to measure the commonality between the token-level attention scores generated in CodePTMs and the pair-wise distances between corresponding AST nodes. The higher the CAT-score, the stronger the ability of CodePTMs to capture code structure. We conduct extensive experiments to integrate CAT-probing with representative CodePTMs for different programming languages. Experimental results show the effectiveness of CAT-probing in CodePTM interpretation. Our codes and data are publicly available at https://github.com/nchen909/CodeAttention.

CAT-probing: A Metric-based Approach to Interpret How Pre-trained Models for Programming Language Attend Code Structure

By explaining how humans would solve a given task, human rationales can provide strong learning signal for neural language models (NLMs). Explanation regularization (ER) aims to improve NLM generalization by pushing the NLM's machine rationales (Which input tokens did the NLM focus on?) to align with human rationales (Which input tokens would humans focus on). Though prior works primarily study ER via in-distribution (ID) evaluation, out-of-distribution (OOD) generalization is often more critical in real-world scenarios, yet ER's effect on OOD generalization has been underexplored. In this paper, we introduce ER-Test, a framework for evaluating ER models' OOD generalization along three dimensions: unseen datasets, contrast set tests, and functional tests. Using ER-Test, we comprehensively analyze how ER models' OOD generalization varies with the rationale alignment criterion (loss function), human rationale type (instance-level v/s task-level), number and choice of rationale-annotated instances, and time budget for rationale annotation. Across two tasks and six datasets, we show that ER has little impact on ID performance but yields large OOD performance gains, with the best ER criterion being task-dependent. Also, ER can improve OOD performance even with task-level or few human rationales. Finally, we find that rationale annotation is more time-efficient than label annotation for improving OOD performance. Our results with ER-Test help demonstrate ER's utility and establish best practices for using ER effectively.

ER-Test: Evaluating Explanation Regularization Methods for Language Models

Recent progress regarding the use of language models (LMs) as knowledge bases (KBs) has shown that language models can act as structured knowledge bases for storing relational facts. However, most existing works only considered the LM-as-KB paradigm in a static setting, which ignores the analysis of temporal dynamics of world knowledge. Furthermore, a basic function of KBs, i.e., the ability to store conflicting information (i.e., 1-N, N-1, and N-M relations), is underexplored. In this paper, we formulate two practical requirements for treating LMs as temporal KBs: (i) The capacity to store temporally-scoped knowledge that contains conflicting information and (ii) the ability to use stored knowledge for temporally-scoped knowledge queries. We introduce a new dataset called LAMA-TK which is aimed at probing temporally-scoped knowledge, and investigate the two above requirements to explore the LM-as-KB paradigm in the temporal domain. On the one hand, experiments show that LMs can memorize millions of temporally-scoped facts with relatively high accuracy and transfer stored knowledge to temporal knowledge queries, thereby expanding the LM-as-KB paradigm to the temporal domain. On the other hand, we show that memorizing conflicting information, which has been neglected by previous works, is still challenging for LMs and hinders the memorization of other unrelated one-to-one relationships.

Can Language Models Serve as Temporal Knowledge Bases?

Neural language models have been analyzed for their linguistic and extra-linguistic knowledge via probing. Of particular interest has been the following question: how much can a language model trained only on form learn about meaning? Recent work has demonstrated via probing classifiers that in the setting of simple procedural text, where by "meaning" we mean the underlying world state, language models have a non-trivial performance on world state tracking. However, our proposed evaluation based on model predictions shows differing results, suggesting that these models are either not capturing the world state or not using it. How do these results change if the model has access to the world state? We explore this alternate setting with access to the underlying world state only during training and investigate ways of "baking in” the state knowledge along with the primary task of language modeling. Our proposed approaches allow for state probing during inference simply via text prompts, avoiding any probing classifier machinery. In terms of performance, we show that baking in the state knowledge during training leads to significant improvements in state tracking performance and text generation quality,

Baked-in State Probing

Multi-hop Question Answering (QA) is a challenging task since it requires an accurate aggregation of information from multiple context paragraphs and a thorough understanding of the underlying reasoning chains. Recent work in multi-hop QA has shown that performance can be boosted by first decomposing the questions into simpler, single-hop questions. In this paper, we explore one additional utility of the multi-hop decomposition from the perspective of explainable NLP: to create explanation by probing a neural QA model with them. We hypothesize that in doing so, users will be better able to predict when the underlying QA system will give the correct answer. Through human participant studies, we verify that exposing the decomposition probes and answers to the probes to users can increase their ability to predict system performance on a question instance basis. We show that decomposition is an effective form of probing QA systems as well as a promising approach to explanation generation. In-depth analyses show the need for improvements in decomposition systems.

Calibrating Trust of Multi-Hop Question Answering Systems with Decompositional Probes

Many standard tasks in NLP (e.g., Named Entity Recognition, Part-of-Speech tagging, and Semantic Role Labeling) are naturally framed as sequence tagging problems. However, there has been comparatively little work on interpretability methods for sequence tagging models. In this paper, we extend influence functions --- which aim to trace predictions back to the training points that informed them --- to sequence tagging tasks. We define the influence of a training instance segment as the effect that perturbing the labels within this segment has on a test segment level prediction. We provide an efficient approximation to compute this, and show that it tracks with the "true" segment influence (measured empirically). We show the practical utility of segment influence by using the method to identify noisy annotations in NER corpora.

Influence Functions for Sequence Tagging Models

Counterfactual data augmentation (CDA) -- i.e., adding minimally perturbed inputs during training -- helps reduce model reliance on spurious correlations and improves generalization to out-of-distribution (OOD) data. Prior work on generating counterfactuals only considered restricted classes of perturbations, limiting their effectiveness. We present Counterfactual Generation via Retrieval and Editing (CORE), a retrieval-augmented generation framework for creating diverse counterfactual perturbations for CDA. For each training example, CORE first performs a dense retrieval over a task-related unlabeled text corpus using a learned bi-encoder and extracts relevant counterfactual excerpts. CORE then incorporates these into prompts to a large language model with few-shot learning capabilities, for counterfactual editing. Conditioning language model edits on naturally occurring data results in more diverse perturbations. Experiments on natural language inference and sentiment analysis benchmarks show that CORE counterfactuals are more effective at improving generalization to OOD data compared to other DA approaches. We also show that the CORE retrieval framework can be used to encourage diversity in manually authored perturbations.

CORE: A Retrieve-then-Edit Framework for Counterfactual Data Generation

Weak Supervised Learning (WSL) is a popular technique to develop machine learning models in absence of labeled training data. WSL involves training over noisy labels which are traditionally obtained from hand-engineered semantic rules and task-specific pre-trained models. Such rules offer limited coverage and generalization over tasks. On the other hand, pre-trained models are available only for limited tasks. Thus, obtaining weak labels is a bottleneck in weak supervised learning. In this work, we propose to utilize the prompting paradigm to generate weak labels for the underlying tasks. We show that task-agnostic prompts are generalizable and can be used to obtain noisy labels for different Spoken Language Understanding (SLU) tasks such as sentiment classification, disfluency detection and emotion classification. These prompts can additionally be updated with human-in-the-loop to add task-specific contexts, thus providing flexibility to design task-specific prompts. Our proposed WSL pipeline outperforms other competitive low-resource benchmarks on zero and few-shot learning by more than 4\% on Macro-F1 and a conventional rule-based WSL baseline by more than 5\% across all the benchmark datasets. We demonstrate that prompt-based methods save nearly 75\% of time in a weak-supervised framework and generate more reliable labels for the above SLU tasks and thus can be used as a universal strategy to obtain weak labels.

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